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This course places the role of the GRC professional in an array of overlapping contexts in order to help students attain a deep, immersive analysis of the field, the work and its discrete functions. From surveying the broader global regulatory frameworks that underpin compliance to exploring the responsibilities and powers that devolve onto the Securities Commission Malaysia, we proceed to a considered study of the function of, and industry roles associated with, compliance. From there we examine how to manage compliance risk, adopting a rigorous risk management approach, before delving into the idiosyncratic complexities posed by Capital Markets products
The aim is to provide students with a practical understanding of:
This program is designed to provide a holistic overview of compliance. All professionals with responsibility for compliance will benefit by attending, specifically:
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